Tag: Sebi
17 Results
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Sebi imposes ban on individuals, entities for illegally raising funds
As per the regulator, the company had made public issues of the SDRs without following norms.
January 1, 2021 -
Sebi appoints former CEC as observer for e-voting process in Franklin Templeton Mutual Fund schemes
The concern of CFMA is, though the aforesaid order was passed on the 9th of this month, there has been no apparent steps taken by SEBI to appoint an observer.
December 26, 2020 -
Sebi bans 16 entities for front-running activities
These entities allowed their trading accounts to be used as per the advice by Chaturvedi in lieu of commission, lesser brokerages, from the profits accruing through the front-running activity.
December 19, 2020 -
Sebi suggests compliance standards for index provider
Sebi said these conditions should not be applicable to issuance of any Exchange Traded Fund (ETF) or similar products on an index by any entity, subject to prior written permission of the Indian stock exchange.
December 9, 2020 -
Sebi says 63 Moons offering STP services without approval
63 Moons, formerly Financial Technologies (India) Ltd (FTIL), on April 25, 2016 sought approval to act as an STP service provider for the period from June 30, 2016 to June 29, 2019.
December 4, 2020 -
Sebi imposes Rs 2 cr fine on 7 entities for violating mkt norms while dealing in Zylog Systems’ scrip
Sebi found that certain entities who were found to be a person acting in concert had acquired shares in excess of 5 per cent and 10 per cent.
November 25, 2020 -
Sebi is ‘acting biased’ and is raising a “wrong demand’, says Sahara
This comes a day after India’s market regulator Sebi petitioned the Supreme Court to direct Sahara Group chief Subrata Roy to pay Rs 62,600 crore.
November 20, 2020 -
Sebi issues procedure for exchanges to handle investor complaints against listed cos
The depositories will immediately freeze such Demat accounts and also intimate the promoters about the details of non-compliances resulting in the freezing of their Demat accounts.
November 7, 2020 -
Cut-off time for MFs to be restored from Monday: Sebi
The timings were revised during the lockdown due to the coronavirus pandemic.
November 7, 2020 -
IL&FS finalises InvIT structure for road assets
The committee of creditors (CoC) of ITNL has already provided in-principle approval for formation and transfer of assets to the proposed InvIT.
November 2, 2020 -
SEBI asks Prabhat Dairy to deposit Rs 1,292 cr in escrow account
The SEBI order said that the Company and its Managing Director have repeatedly failed to cooperate with the forensic auditor despite multiple efforts from Grant Thornton to obtain the information/documents needed for ensuring the commencement of the forensic audit directed by SEBI.
October 21, 2020 -
Vedanta plunges as delisting plan fails
The stock tanked 23 per cent to Rs 94 on BSE. However, at 1.49 pm it recovered marginally to trade at Rs 98.85.
October 12, 2020 -
Mutual fund schemes: Sebi introduces very high risk category
The risk in equity funds will be judged on the basis of three parameters - market capitalisation, volatility, and impact cost.
October 6, 2020 -
RailTel files for IPO for Rs 700 crore, consists OFS 8.66 crore equity shares
The issue consists an offer for sale of 8,66,53,369 shares and employee reserved portion by the Government of India.
October 3, 2020 -
NSE fined Rs 6 cr for ‘unrelated activities’ without SEBI nod
The NSE acquired 45 per cent stake in CAMS in 2013 through its wholly-owned subsidiary NSICL.
October 2, 2020 -
SEBI amends norms for delisting of subsidiaries, debenture trustees
It approved the proposal of strengthening the role of debenture trustees so as to protect the interest of debenture holders.
September 30, 2020 -
SEBI best placed to probe MF-related issues: Franklin Templeton
In a letter to the investors, Sanjay Sapre, President of Franklin Templeton Asset Management (India) Pvt. Ltd, however, said the company has not seen the contents of the FIR.
September 29, 2020