Tag: Sebi
17 Results
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Sebi revises post-default curing period for CRAs
The credit rating agencies (CRAs) can take the decision on case-to-case basis, the Securities and Exchange Board of India (Sebi) said in a circular.
May 21, 2020 -
SEBI lays out guidelines for mutual fund schemes that are in process of winding up
This decision from Sebi comes a month after Franklin Templeton Mutual Fund closed six of its debt schemes in April citing redemption pressures and lack of liquidity in the bond markets.
May 20, 2020 -
Franklin Templeton MF gets in touch with investors for voting process
Explaining about the voting process, Sapre said as a part of the winding-up process, trustees need authorisation from investors to return the money at the earliest.
May 15, 2020 -
COVID-19: Sebi extends deadline for brokers to submit reports till June 30
This is the second instance when the regulator has extended the deadline for compliance.
May 15, 2020 -
COVID-19: Sebi eases minimum public shareholding compliance norms for listed entities
Under Sebi norms, listed entities are required to have at least 25 per cent public shareholding.
May 14, 2020 -
Sebi lists 8 entities that can undertake e-KYC Aadhaar authentication
The move is aimed at checking money laundering.
May 13, 2020 -
Franklin Templeton issues ‘unconditional apology’ to SEBI on global president’s comment
The fund house said that Johnson’s remarks, made during their quarterly earnings, were quoted ‘out of context.
May 8, 2020 -
‘Act promptly, resolve situation’: Chidambaram to govt after Franklin Templeton shuts 6 debt schemes
His remarks came two days after hit hardly by the Coronavirus pandemic, Franklin Templeton Mutual Fund had closed down six of its debt schemes in India effective April 23, citing lack of liquidity in the debt market and unprecedented redemptions in these yield-oriented schemes.
April 25, 2020 -
Infosys Whistleblower Case: Not received any Sebi request for further audit
Earlier this month, Infosys had said its audit committee had found no evidence of financial impropriety or executive misconduct, virtually giving a clean chit.
January 24, 2020 -
SEBI modifies rating withdrawal norms for CRAs
The regulator also modified norms with respect to withdrawal of ratings assigned to an instrument.
January 4, 2020 -
Sebi seeks candidates for its one-year internship programme
The notice further read that the opportunity will help interns to apply their skills while gaining exposure to the functioning of the Indian capital markets.
December 20, 2019 -
Panning to take more steps to avoid Karvy-like incidents: Sebi Chief
The regulator immediately took an action against Karvy Stock Broking after an NSE raised an alert.
December 17, 2019 -
Sebi refuse to provide relief to Karvy’s lenders
On December 2, all the four lenders had approached the Securities Appellate Tribunal (SAT) and had sought reversal of transferred shares.
December 14, 2019 -
Sebi bars Karvy for Rs 2000cr securities fraud; barred from taking new clients
The watchdog directed NSDL and CDSL not to act upon any instruction given by KSBL in pursuance of power of attorney given by its clients.
November 23, 2019 -
Rose Valley: CBI summons IPS officer Waqar Raza
The CBI source said he was summoned to get some clarifications over the alleged “laxity” at the behest of the state police in 2012 despite being tipped off about mushrooming growth of chit funds including Rose valley in the state.
November 5, 2019 -
Ponzi scams: CBI writes to DGP seeking to quiz Damayanti Sen
The central agency, it was learnt in all likelihood to interrogate them after 4 November, informed a source.
October 27, 2019 -
RBI to participate in securities lending as alternate to bank finance
Insurance and pension funds, mutual funds have significant holdings of Government securities that could be used to lend to short-sellers. This would avoid short-squeeze incident we saw a couple of years back, apart from generating income for these entities.
September 7, 2019