Tag: Sebi
17 Results
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Sebi bars Karvy for Rs 2000cr securities fraud; barred from taking new clients
The watchdog directed NSDL and CDSL not to act upon any instruction given by KSBL in pursuance of power of attorney given by its clients.
November 23, 2019 -
Rose Valley: CBI summons IPS officer Waqar Raza
The CBI source said he was summoned to get some clarifications over the alleged “laxity” at the behest of the state police in 2012 despite being tipped off about mushrooming growth of chit funds including Rose valley in the state.
November 5, 2019 -
Ponzi scams: CBI writes to DGP seeking to quiz Damayanti Sen
The central agency, it was learnt in all likelihood to interrogate them after 4 November, informed a source.
October 27, 2019 -
RBI to participate in securities lending as alternate to bank finance
Insurance and pension funds, mutual funds have significant holdings of Government securities that could be used to lend to short-sellers. This would avoid short-squeeze incident we saw a couple of years back, apart from generating income for these entities.
September 7, 2019 -
Rajeev Kumar case: ‘CBI follows pick & choose policy’
Nalini Chidambaram, the wife of the then Union home minister, P Chidambaram is yet to appear in court, Mukherjee said, adding she could have been a key witness.
July 24, 2019 -
Even ‘paan ki dukaan’ better run: IndiGo promoters’ spat turns ugly, stocks crash 17%
Locked in a bitter battle with fellow co-founder Rahul Bhatia, IndiGo promoter Rakesh Gangwal has alleged serious governance lapses in the company.
July 10, 2019 -
Sebi imposes over Rs 26 lakh fine on 4 entities for fraudulent trading
The firms facing penalty are GKS Technology Park Pvt Ltd, Femina Stock Management, Sagar Constructions and SPFL Securities Ltd.
June 28, 2019 -
Sebi wants 10% mandatory deposit before appeals at SAT against its orders
The regulator is of the view that many a times provision to file an appeal before the Securities Appellate Tribunal (SAT) is used as a device to delay the execution of the Sebi order.
June 2, 2019 -
Consent not necessary
There have been amendments in the Act to make it stronger and give teeth to it. There is also a provision in the Act for prosecuting offenders in the court of criminal jurisdiction.
May 23, 2019 -
SEBI bars commodity trading by Motilal Oswal, IIFL in NSEL scam
SEBI is probing as many as 300 brokers for violation of rules colluding with the NSEL to defraud investors. In fact, the regulator has named brokerage firms in a first information report (FIR).
February 23, 2019 -
Sun Pharma stock rebounds, jumps 4%
Pharmaceutical major Sun Pharma's stock gained 4 per cent to touch a high of Rs 406.35 on Monday after it ended Friday's trade lower at more than 8 per cent.
January 21, 2019 -
Markets’ upward bias likely to continue
SEBI has advised Larsen and Toubro that its buyback offer is not in compliance with section 68(2)(d) in terms of the net debt and has therefore advised the company not to proceed with the buyback offer.
January 20, 2019 -
Mutual fund M&As will cease after SEBI directs reclassification’
According to the Chairman, PPFAS would come with its ELSS once the number of portfolios touch 100,000.
November 23, 2018 -
SEBI tightens disclosure norms for rating agencies
The capital market regulator also mandated the rating companies to disclose any linkage of the reviewed company in regards to external support it has sought for meeting its near-term maturing obligations.
November 14, 2018 -
RBI receives 22 complaints of online financial frauds from Himachal Pradesh
Agarwal stressed on the need for conducting more financial literacy camps in the state in coordination with the Reserve Bank of India (RBI) and Securities and Exchange Board of India (SEBI) to sensitise the public about financial frauds.
October 25, 2018 -
SEBI releases revised KYC norms for FPIs
"The clubbing of investment limit for FPIs should not be done on the basis of beneficial owner (BO) as per PMLA rules," it added.
September 21, 2018 -
BSE, NSE get SEBI nod to launch commodity derivatives trade
The National Stock Exchange said this would achieve "integration of trading in commodity derivatives market with other segments of the securities market at the exchange level".
September 19, 2018